The Securities and Exchange Commission just updated reporting requirements for private fund advisers. Here's what it means for institutional asset managers.

1️⃣ Securities and Exchange Commission — Private Fund Adviser Reporting Amendments
The regulator officially adopted final amendments to Form PF in an effort to increase the overall transparency of private fund activities and improve systemic risk monitoring capabilities.
This hits large hedge fund advisers and private equity managers who are now required to disclose more granular information regarding their fund leverage and performance metrics.
Investment firms should begin updating their internal data collection processes immediately to comply with the new quarterly filing deadlines and modernized reporting standards.

2️⃣ Federal Deposit Insurance Corporation — Resolution Planning Requirements
The agency issued a final rule requiring all insured depository institutions with over one hundred billion dollars in total assets to submit comprehensive and actionable resolution plans.
This affects major domestic banking organizations and foreign banking entities with US operations who must clearly demonstrate strategies for an orderly liquidation process.
Covered entities are now required to conduct recurring mock stress tests and submit their first refined resolution strategies by the start of the next fiscal cycle.

3️⃣ Commodity Futures Trading Commission — Operational Resilience Standards
The commission introduced a comprehensive proposed rule establishing minimum operational resilience requirements for all futures commission merchants and designated swap dealers.
This impacts clearing members and derivatives traders who must now develop and maintain formal business continuity plans to protect critical technology and communication infrastructure.
Industry stakeholders have a sixty-day window to provide formal feedback on the technical specifications before the commission proceeds to the final vote and implementation phase.

🏦 4️⃣ European Banking Authority — ESG Risk Management Guidelines
The regulator finalized new guidelines for credit institutions and investment firms specifically focused on the identification and management of environmental, social, and governance risks.
This hits all financial institutions operating within the European Union who are now mandated to integrate ESG factors directly into their internal governance and risk management frameworks.
National supervisors will begin assessing firm compliance during the upcoming round of the Supervisory Review and Evaluation Process which is scheduled for the end of the calendar year.

⚖️ 5️⃣ Department of Justice — Corporate Enforcement Policy Revisions
The department updated its internal guidelines to offer greater incentives for corporations that choose to voluntarily disclose evidence of internal financial crimes and misconduct.
This affects Europe compliance officers and general counsels who must now evaluate the strategic benefits of self-reporting against the potential risks of federal criminal prosecution.
Legal teams should perform a comprehensive gap analysis of their existing whistleblowing systems to ensure they meet the new standards for proactive cooperation and effective remediation.

Full analysis in the attached RegNext Daily Europe Radar carousel.

— Elena Navarro · Managing Editor, RegNext
Daily Europe Radar · Wednesday 15 Jul 2026
#EURegulation #UKRegulation #FinancialRegulation #ComplianceIntelligence