Workflows

Your best regulatory work, run the same way every time.

Turn the way your firm handles regulatory change, contract reviews and compliance checks into workflows anyone on the team can run — grounded in the law, approved by your people, and kept as a record you can show a supervisor.

Groundedin European and national law, cited source by source
Reviewedby your people at the points your procedures require
Recordedevery regulated run sealed and kept for seven years
Yoursadapt any workflow, or describe a new one in your own words

Two ways to work

One task or a whole programme —
the shape fits the work.

Your procedure, step by step.

Upload a document, analyse it, draft, check and approve — in the order your team already works. Where your procedure branches, the workflow branches too.

  • Ask for exactly what the work needs: a document, a choice, a short answer.
  • Check against the law where it matters, and only there.
  • Pause for a colleague's approval before anything leaves the team.

For example: handling a customer complaint about a payment, from intake to a reviewed reply.

A team of specialists on one brief.

Hand a larger job to a chain of specialist agents — one reads the law and writes the opinion, the next builds the controls, another drafts the policy, a last one assembles the evidence pack. Each stage hands its work to the next.

  • Every stage builds on what the previous one found, with its sources.
  • Stop for your review between stages — approve, edit or reject.
  • The finished deliverable reads like a document, not a log.

For example: from a regulatory change to a control matrix, owners and an audit-ready evidence pack.

Need the same questions answered across a whole set of documents? That is what review tables are for.

Built for regulated work

Fast is easy. Defensible is the point.

Grounded in the law, not in guesswork.

Steps that touch the law read the law first — European texts and national codes — and every statement points to its source. When the sources don't settle a point, the workflow says so instead of filling the gap.

Cited, source by sourceEach conclusion carries the article it rests on.
The version in forceTexts are read as they stand on the date that matters.
References checkedCited articles are verified against the official text.
Gaps stay visible"Not covered by the sources" is an answer, not a failure.

Workflows prepare. People decide.

Put a checkpoint wherever judgement belongs. The run waits, the right colleague is told, and the work moves on only once someone has read it, changed what needed changing and approved it.

Named reviewersThe people who must sign off are notified.
Approve, edit or rejectA rejection stops the run and records why.
Questions mid-runA step can stop to ask you one precise question.
Decisions stay humanNo workflow releases a payment or declines a customer.

A record you can put in front of a supervisor.

Regulated workflows keep a sealed audit trail of every run: the version of the workflow that ran, the legal sources in force at the time and the result exactly as delivered. Change the workflow tomorrow and yesterday's run still shows what was done, and why.

Versioned, never overwrittenA change creates a new version; old runs keep theirs.
Sealed once finishedA completed regulated run cannot be altered.
Kept seven yearsIn line with financial-services record-keeping.
Traceable end to endFrom the article, to the control, to the evidence.

Deliverables, not drafts.

Results arrive as documents your colleagues can use: Word, Excel, PowerPoint or PDF, in your firm's branding. Reshape a result in plain words, ask questions about it, or share it with the people who need it.

Your brandingLogo, colours and layout on every export.
Revise in plain words"Shorter, in French" — the original is kept.
Ask about the resultAnswers come only from what the run found.
Share a resultGive colleagues the outcome, not the whole workflow.

Describe it. Get a workflow.

Write how your team handles a task, in your own words, and RegNext drafts the workflow — steps, choices, checks and approvals. Adjust it on a canvas, or change it later with a single sentence.

From words to stepsYour procedure, drafted in seconds.
Change by request"Add a manager approval before the reply."
Questions at the startEach run asks for exactly what it needs.
Share with controlWho can run, view, edit — decided per workflow.

The library

Start from work that's already been thought through.

Every workflow below is ready to run — and yours to adapt to how your firm works.

Agent workflow Regulated

Regulatory Change Response

From a new rule to what changes, who owns it, and what has to be done by when.

ImpactDeadlinesRemediation
Agent workflow Regulated

Controls Matrix from a Legal Opinion

Turns a legal opinion into testable controls, each with an owner and the evidence it needs.

ControlsOwnersEvidence
Agent workflow Regulated

Audit-Grade Evidence Pack

The opinion, controls, policy wording and evidence an inspection will ask for — in one bundle.

Inspection-readySourced
Agent workflow Regulated

Insurance Regulatory Impact Assessment

What a change means for an insurer: obligations, applicability, products and processes affected.

ApplicabilityProductsProcesses
Step workflow

System Configuration Impact

Maps obligations onto your own systems — what changes, where, and the test it needs.

Your systemsChange types
Agent workflow Regulated

Regulation to Delivery Backlog

Epics, user stories and acceptance criteria, each traced back to the rule behind it.

BacklogTraceability
Step workflow

Payment Sanctions Check

Records the screening outcome, what must happen next, the legal basis and the evidence to keep.

Hold & escalateHuman sign-off
Step workflow

Payment Complaint Handling

From the customer's complaint to a reviewed, sourced reply — fraud and non-fraud paths.

BranchingSourced reply
Agent workflow Regulated

E-money Launch Readiness

Legal opinion, controls, customer terms and evidence for a multi-country launch.

Multi-jurisdictionEvidence
Step workflow

ICT Outsourcing Contract Review

Every requirement checked clause by clause — pass, fail or review, with the fix and its owner.

Clause by clauseRemediation
Step workflow

AI Agent Governance Review

Before an AI agent goes live: what it may do alone, what needs approval, what it must never do.

ClassificationApprovals
Agent workflow Regulated

Regulated Content Review

Checks marketing and customer documents claim by claim — required wording, support and corrections.

ClaimsDisclosuresRedlines
Step workflow

Contract Playbook Builder

Derives your standard positions, fallbacks and red lines from contracts you've already signed.

PositionsFallbacks
Step workflow

Regulatory Client Alert

Turns a new regulation or guidance note into a concise, client-ready alert.

Client-ready
Step workflow

Redline Change Summary

The material changes in a revised document, from one redline or two versions side by side.

Material changes
A selection from the library — across regulatory, payments, banking, insurance, ICT, data, AI, contracts and more. See the full library in a demo

Meeting an obligation is half the job. The other half is showing who did what, on which text, and when.

The principle every RegNext workflow is built around

Who runs them

One way of working, from the legal team to the engineers.

Compliance

Regulatory change, controls and evidence — handled the same way by every analyst.

Legal

Contract reviews, playbooks and opinions grounded in the texts that apply.

Risk & control

Controls tied to the rules they answer, with the evidence attached.

Operations & IT

Obligations turned into backlog items and tests your delivery teams can pick up.

Leadership

Reports and packs that show where the firm stands — and how it knows.

In your control

Designed for firms that answer to a regulator.

Your organisation only

Workflows, documents and results stay inside your organisation's space.

Access, workflow by workflow

Decide who can run, view, edit or share each one — across the firm or a named few.

People sign off

Approvals sit where your procedures say they should — and they are recorded.

Sources you can open

Every grounded answer lists the texts it relied on, so anyone can check them.

Right on the date

Rules are read as they apply on the date you are assessing — not as they will be.

A history that holds

Regulated runs are sealed when they finish and kept for seven years.

Questions

Questions about workflows.

What is a legal or compliance workflow?

A task your team already does — responding to a regulatory change, reviewing a contract, checking a payment, answering a complaint — written down as steps anyone can run the same way. In RegNext, steps that touch the law read the law first and cite their sources, and people approve at the points your procedures require.

What is the difference between step and agent workflows?

A step workflow follows your procedure in order — upload, analyse, draft, check, approve — and branches where your procedure does. An agent workflow hands a larger brief to a chain of specialist agents: one writes the opinion, the next builds the controls, another drafts the policy, a last one assembles the evidence pack, with your review between stages.

Do we have to build workflows from scratch?

No. Start from the library and adapt any workflow to how your firm works, or describe how your team handles a task in your own words: RegNext drafts the workflow, and you adjust it on a canvas or change it later with a single sentence.

How does RegNext keep an audit trail?

Regulated workflows keep a sealed audit trail of every run: the version of the workflow that ran, the legal sources in force at the time, the approvals and the result exactly as delivered. A completed regulated run cannot be altered and is kept for seven years.

Who makes the decisions?

Your people. A run waits at each checkpoint until a named reviewer approves, edits or rejects it, and a rejection stops the run and records why. No workflow releases a payment or declines a customer.

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