The SEC just charged a South Florida resident and his firm over an alleged investment scheme targeting law enforcement officers. Here's what it means for compliance leads, fund managers, and banking teams.

⚖️ 1️⃣ SEC — Enforcement Action Targets Alleged Investment Scheme
The SEC charged a South Florida resident and his firm for running an illegal investment scheme that defrauded law enforcement officers.
This impacts unregistered solicitors, private fund managers, and compliance officers monitoring affinity fraud risks in US markets.
Litigation continues in federal court seeking asset recovery, civil fines, and permanent bans against the defendants.

⚖️ 2️⃣ Global Affairs Canada — Sanctions Imposed on Iranian Targets
Canada enacted new economic sanctions targeting Iranian individuals and entities tied to regional security risks and threats.
This hits commercial banks, trade agencies, and cross-border firms managing sanctions compliance controls and risk checks.
Designated targets face asset freezes while compliance teams update watchlist screening tools to block prohibited deals.

3️⃣ Cade — Public Consultation Opens on Merger Rules
Cade launched a public consultation process to gather industry input on updated rules for merger notifications in Brazil.
This affects corporate legal teams, antitrust lawyers, and foreign firms planning merger deals in Brazilian markets today.
Stakeholders can submit formal feedback during the review window before final regulatory guidance is formally issued.

4️⃣ Câmara dos Deputados — Bill Mandates Full Interest Cost Disclosures
The Brazilian Chamber introduced a bill requiring banks to disclose real interest rates and total loan costs to clients.
This impacts commercial banks, fintech lenders, credit providers, and banking compliance leads operating across Brazil.
The bill moves to committee review for technical debates on mandatory rate disclosures prior to plenary legislative votes.

5️⃣ CADE — Antitrust Review of Amazon and Anthropic Archived
CADE closed its administrative probe into commercial agreements and investment deals between Amazon and AI firm Anthropic.
This impacts tech investors, venture capital funds, cloud providers, and artificial intelligence developers in Latin America.
The unconditional closure removes regulatory uncertainty, setting a clear precedent for major tech AI partnerships.

Full analysis in the attached RegNext Daily Americas Radar carousel.

— Elena Navarro · Managing Editor, RegNext
Daily Americas Radar · Wednesday 23 Sep 2026
#USRegulation #LATAMRegulation #FinancialRegulation #ComplianceIntelligence