The Securities and Exchange Commission just filed a settled action against trucking firms and their founder over an alleged $127M fraud scheme. Here's what it means for fund managers, transport debt issuers, and legal compliance teams.

1️⃣ Securities and Exchange Commission — Settled Action Filed Against Trucking Firms in $127M Scheme
US regulators charged two freight firms and their founder for running an unregistered note fraud scheme.
This enforcement action hits private fund managers, transport debt issuers, and broker-dealers in top private market sales.
SEC staff will enforce disgorgement and civil monetary penalties while monitoring transport debt vehicles for fraudulent sales.

2️⃣ Superintendencia de Banca, Seguros y AFP — Liquidity Risk Rules Approved for Coopac
Peru financial regulator SBS enacted liquidity risk rules and mandatory reserve ratios for all local credit cooperatives.
The new rule hits credit cooperative managers, non-bank lenders, and risk leads across the country.
Covered firms must update risk measurement models and submit monthly liquidity compliance reports starting next quarter.

3️⃣ Comisión para el Mercado Financiero — Sanctions Issued Against Fund Manager for Reporting Breaches
Chile regulator CMF sanctioned a private investment fund manager for failing to meet statutory ongoing disclosure rules.
This formal sanction impacts private equity administrators, fund managers, and regional compliance officers.
Fund managers must audit internal disclosure protocols to ensure full transparency and timely regulatory filings in Chile.

4️⃣ Ministério Público Federal — Businessman Arrested for Illegal Land Sales in Jacareí
Brazilian federal prosecutors ordered the arrest of an entrepreneur selling illegal land lots in protected areas.
The action hits real estate developers, property buyers, and local land agencies in São Paulo state.
Courts will evaluate land title validity and start site cleanups across affected municipal areas.

5️⃣ Ministério Público Eleitoral em Sergipe — Ban Recommended on Private Security in 2026 Elections
Electoral prosecutors recommended banning off-duty public agents from offering private security during upcoming elections.
This guideline affects municipal police officers, private security providers, and political campaign teams.
Electoral authorities will review formal adoption of the security mandate ahead of the 2026 electoral cycle.

Full analysis in the attached RegNext Daily Americas Radar carousel.

— Elena Navarro · Managing Editor, RegNext
Daily Americas Radar · Friday 25 Sep 2026
#USRegulation #LATAMRegulation #FinancialRegulation #ComplianceIntelligence