The White House just issued an Executive Order streamlining access to government services via America.gov. Here's what it means for federal agency leaders, digital service providers, and public sector technology vendors.
1️⃣ Securities and Exchange Commission — SEC Files Settled Action as to Maryland Resident Cheryl R. Kramer for Alleged Insider Trading
The SEC filed a settled civil action against a Maryland resident over alleged illegal insider trading.
This action impacts individual market traders, corporate insiders, and retail brokerage compliance teams.
Regulators will enforce full disgorgement rules while tracking secondary market trading for related violations.
2️⃣ Financial Industry Regulatory Authority — FINRA Bars Broker for Misappropriating $1.7 Million from Customers' Accounts
FINRA permanently barred a registered broker who unlawfully took $1.7 million from customer accounts.
The penalty hits broker-dealers, wealth advisers, compliance staff, and investor protection units.
FINRA will expand account audit checks and money transfer tracking across all member firms.
3️⃣ The White House — Executive Order: Streamlining Access to Government Services Through America.gov
The White House issued an executive order setting digital service rules and portal access via America.gov.
This mandate affects federal agency admins, tech vendors, cloud firms, and key IT contractors.
Agencies must submit detailed implementation roadmaps and compliance plans over coming months.
4️⃣ Canadian Investment Regulatory Organization — CIRO Hearing Panel Issues Reasons for Decision in the Matter of Neilay Modi
CIRO published formal reasons for decision following disciplinary proceedings against a former rep.
This ruling impacts dealer firms, compliance officers, registered advisers, and legal teams in Canada.
CIRO will enforce penalty terms while setting updated supervisory rules for member firms.
5️⃣ Ministério Público Federal — iFood Destina R$ 3 Milhões para Pesquisas sobre Regulação de Plataformas e Publicidade Online
Federal prosecutors directed R$ 3 million from iFood to research on platform rules and online ads.
The deal impacts platform operators, gig economy firms, adtech vendors, and legal teams in Brazil.
Research groups will publish governance guides to inform future platform policy and ad rules.
Full analysis in the attached RegNext Daily Americas Radar carousel.
— Elena Navarro · Managing Editor, RegNext
Daily Americas Radar · Tuesday 29 Sep 2026
#USRegulation #LATAMRegulation #FinancialRegulation #ComplianceIntelligence
