The FTC just secured a settlement protecting small firms from price discrimination. Here's what it means for compliance officers.

1️⃣ FTC — Settlement Protects Small Firms from Price Discrimination
The FTC finalized a key settlement resolving price discrimination claims brought by small business buyers.
This enforcement action hits corporate sales teams, sales reps, commercial distributors, and pricing officers in wholesale markets.
Firms must review pricing policies, sales discounts, and contracts to ensure fair price terms for all competing business buyers.

2️⃣ Federal Reserve — Enforcement Action Issued Against Ontario Bancorporation
The Federal Reserve Board issued a formal enforcement order targeting Ontario Bancorporation for risk and compliance failures.
The regulatory order hits bank directors, senior bank executives, risk managers, and compliance staff at regional banks.
Covered banks must fix risk oversight systems, update policies, and submit new compliance plans to bank regulators quickly.

3️⃣ FSRA Ontario — Enforcement Action Against Platinum Mortgages and Brokers
The Financial Services Regulatory Authority executed enforcement actions against Platinum Mortgages and key individual brokers for rule breaches.
This regulatory action hits licensed mortgage brokers, mortgage firms, loan agents, and brokerage leaders operating across Ontario.
Regulated brokerages must audit broker license files, customer loan disclosures, fee records, and anti-fraud controls right now.

4️⃣ MPT — Inspection Rescues 17 Workers from Slave Conditions in Alagoas
Labor inspectors rescued seventeen workers from slave conditions during an enforcement inspection on paving job sites in Alagoas.
The labor action hits civil construction firms, site bosses, safety managers, procurement teams, and project contractors.
Construction firms must check site safety, audit subcontractor labor practices, review worker contracts, and enforce labor laws.

5️⃣ Receita Federal — Publication of Q&A Guide on Additional CSLL Tax
Receita Federal published its first official question and answer guide covering tax compliance rules for the Additional CSLL tax.
The new tax publication hits corporate tax managers, chief financial officers, controllers, tax accountants, and tax advisors in Brazil.
Corporate tax teams must review official guidance notes to adjust corporate tax calculations, tax returns, and filing procedures.

Full analysis in the attached RegNext Daily Americas Radar carousel.

— Elena Navarro · Managing Editor, RegNext
Daily Americas Radar · Friday 02 Oct 2026
#USRegulation #LATAMRegulation #FinancialRegulation #ComplianceIntelligence