Bank of Japan just released consultative documents on FMI cyber resilience and third-party risk. Here's what it means for market infrastructure operators.

1️⃣ Bank of Japan — Consultative Guidance on Cyber Risk and Third-Party Reliance
The Bank of Japan posted CPMI-IOSCO consultative papers on cyber toolkits and third-party risk management for market infrastructures.
This regulatory move hits market infrastructure firms, key tech vendors, and payment network operators in Japan.
Covered entities must check risk controls, evaluate third-party setups, and send technical comments during the consultation period.

2️⃣ Securities and Futures Commission — Industry Ban Issued to Mok Cheuk Ling
Hong Kong's Securities and Futures Commission banned Mok Cheuk Ling for 42 months after disciplinary conduct probes.
This enforcement action hits licensed pros, compliance managers, and registered brokerages in Hong Kong financial markets.
Regulated firms should check staff background records, update compliance rosters, and boost oversight of licensed staff.

3️⃣ Australian Treasury — Draft Tax Laws to Support Innovation and Investment
The Australian Treasury issued exposure draft laws proposing tax shifts to boost innovation and firm investment.
This draft legislation hits corporate taxpayers, tax advisors, venture funds, and fast-growing tech companies in Australia.
Interested parties should review draft terms, assess tax impacts, and send formal feedback before the bill goes to parliament.

4️⃣ State Securities Commission — Penalty Imposed on De Tam Joint Stock Company
Vietnam's State Securities Commission penalized De Tam Joint Stock Company for securities market disclosure breaches.
This regulatory ruling hits listed public firms, corporate issuers, and governance disclosure officers under Vietnamese law.
Covered companies must review reporting practices, audit disclosure files, and ensure full compliance with market rules.

5️⃣ Securities and Exchange Commission — Proposed Revisions to Crowdfunding Rules
The Securities and Exchange Commission asked for public comments on draft updates to crowdfunding rule MC 14.
This regulatory move hits crowdfunding platforms, site operators, retail investors, and small business issuers seeking capital.
Market actors should review proposed changes, evaluate platform impacts, and submit written comments before final rule adoption.

Full analysis in the attached RegNext Daily Asia-Pacific Radar carousel.

— Elena Navarro · Managing Editor, RegNext
Daily Asia-Pacific Radar · Friday 11 Sep 2026
#APACRegulation #FinancialRegulation #ComplianceIntelligence #RegTech